The DOL’s Fiduciary Rule places intense compliance scrutiny on broker customer communications, challenging the capabilities of broker organizations that rely on legacy Customer Communications Management (CCM) technologies.
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New Fiduciary Rule’s Applicability Date Approaches. Are You Ready to Comply?
The DOL’s Fiduciary Rule places intense compliance scrutiny on broker customer communications, challenging the capabilities of broker organizations that rely on legacy Customer Communications Management (CCM) technologies.